Contents：
Business Sectors:
Registration of private funds and their managers
Domestic and overseas listing and quotation
Domestic and overseas M&A and restructuring
Bond issuance and asset securitization
Introduction:
The legal services of Shanghai Yingdong Law Firm for finance and securities, which is one of its core business, are highly regarded in the industry. In the field of innovative business, Yingdong’s lawyers are path-breakers, such as assisting enterprises in listing on the Beijing Stock Exchange, overseas bond issuance, Internet finance and financial technology, and their performance is obvious to all.
Details:
Department Introduction:
All members of the Department graduated from famous law schools in China and abroad, and most of them have postgraduate or higher degrees. The members have professional skills and abundant practical experience, and are efficient, diligent and responsible and able to provide clients with a full range of legal services.
The main business sectors of the Finance and Securities Department include domestic and overseas listing and quotation, M&A and restructuring, bond issuance, private funds and venture capital, Internet finance, financial leasing, commercial factoring, financial technology, equity incentives, NPA disposal, etc. Moreover, the Finance and Securities Department serves as a permanent legal counsel for the financial offices of several districts, the Science and Technology Commission of Jing’an District, and many large enterprises, provides enterprises with comprehensive legal support in all aspects such as risk control, compliance, investment and financing, and business operation.
Business Sectors:
The Finance and Securities Department provides clients with whole-process legal services from equity structure design, tax compliance, legal entity establishment to registration application of private fund managers and registration of fund products. The members of the Department can help clients identify all risks in the process of their projects, promptly prevent the risks and take corrective actions, and avoid legal risks early in the structure design to maximize the benefits of clients. The members have abundant experience in complicated and diversified legal issues in the process of this business sector and are able to provide high-quality solutions in the shortest time.
Domestic and overseas listing and quotation
The Finance and Securities Department provides services for a number of domestic and foreign medium and large enterprises engaged in logistics, exhibitions, advertising, new energy, new agriculture, Internet technology, artificial intelligence, biomedicine, health management, new materials and some other business. The Department can handle operational compliance, tax compliance and labor compliance matters and resolve existing or potential disputes before listing of an enterprise, and work with brokerage firms, accountants and overseas lawyers and other intermediaries to provide whole-process services for enterprises to be listed. Moreover, the Department is the first in the industry to work on the listing of Chinese enterprises in the U.S. and Hong Kong by SPAC and is able to provide different kinds of solutions for the enterprises. After the listing of enterprises, the Department can serve as their permanent legal counsel to assist the enterprises with legal operation, corporate governance, shareholders’ agreement, channel exploration, investment and financing.
Domestic and overseas M&A and restructuring
The lawyers of the Finance and Securities Department are proficient in laws, regulations and industry practices in the field of finance and securities, and are good at combining legal expertise with financial and taxation expertise to provide listed companies, private equity investors, start-up companies, funds affiliated with government parks, and other kinds of entities with legal services for M&A and restructuring, and to protect the legitimate rights and interests of various clients to the maximum extent in legal due diligence and negotiations, especially during the global outbreak of the COVID-19 pandemic. The lawyers of the Department provide a full range of cross-border legal services for domestic and foreign enterprises online and offline, and have won a good reputation.
Bond issuance and asset securitization
With years of service experience, the lawyers of the Finance and Securities Department have provided many governments and enterprises at different places with professional legal services for bond issuance, Internet finance, financial leasing, trust, factoring, capital management and other asset securitization in recent years, and have received lots of positive comments. The Department provides efficient solutions to common issues in different fields, and assists clients in all aspects and by all means to maximize their interests in the capital market by coordination and negotiation to find a win-win strategy for all parties.
Typical Cases:
Serving as a permanent legal counsel for the Financial Service Office of Jing’an District, Shanghai, and providing legal services in the special auditing of Internet finance;
Providing legal services for the Financial Service Office of Changning District, Shanghai in the special auditing of microfinance companies and financing guarantee companies;
Serving as a permanent legal counsel for the Development and Reform Commission (Finance Office) of Qingpu District, and providing legal services for the special auditing of Internet finance and the special auditing of microfinance companies;
Serving as a permanent legal counsel for the Association of Shanghai Internet Finance Industry, and providing special legal services for self-regulatory inspection of the Association of Shanghai Online Lending Member Institutions;
Serving as a legal counsel for Xinqi Assets in a multi-billion payment crisis event;
Providing legal services in respect of compliance and rectification for a number of P2P platforms, including Qianniuiu, to apply for online lending institution registration;
Providing whole-process legal services for the listing of Sheyou (Shanghai) Network Technology Co., Ltd. (“Xiaoquwuyou”), Shanghai Qingye Energy Co., Ltd., Denair Compressor Manufacture (Shanghai) Co., Ltd., Shanghai Tang Ji Advertising Co., Ltd., and Baoji Chenguang Vacuum Electric Appliance Co., Ltd. on the new OTC market;
Providing legal services for Minbei (Shanghai) Investment Management Co., Ltd., Hangzhou Yanze Investment Management Co., Ltd., Shanghai Donghui Assets Management Co., Ltd. and its fund, Shanghai Xitai Investment Management Co., Ltd. and its fund, Hedai Assets Management (Shanghai) Co., Ltd. and its fund, Shannghai Winners Alliance Assets Management Center (LP) and its fund, Shanghai Guozan Investment Management Center (LP) and its fund, Shanghai Sirong Investment Management Co., Ltd., Suzhou Simai Assets Management Co., Ltd., Simai (Shanghai) Investment Management Co., Ltd., Winners Alliance Investment Management (Shanghai) Co., Ltd. and its fund, Jiangsu Dingxin Capital Management Co., Ltd., Zhejiang Haifeng Zhicheng Investment Management Co., Ltd. and its fund, Shanghai Huichang Investment Management Partnership (LP) and its fund, Shanghai Dingsheng Investment Management Co., Ltd. and its fund, Yangtze River Delta (Shanghai) Industry Innovation Equity Investment Fund Partnership (LP), and SP Sub-Fund under Cayman Islands SPC Fund issued by a foreign client; providing legal services for the semiconductor project invested by Winsoul Fund, Xinhushang Cultural Industry Fund, Eudel Equity Investment Fund, Nanjing Cultural Exchange Artwork Fund, AIMS Financial Group Renminbi Fund, CCUI High-End Equipment Manufacture Fund, Shanghai Songsheng Equity Investment No.1 (Contractual) Private Equity Fund, Fullway Wealth Health 100 Private Equity Fund, Shanghai M&A Equity Investment Fund Partnership (LP), Shimao Real Estate M&A Fund, PGC Sino-British Residential Property Development Fund, PGC Sino-British Industrial Warehousing and Logistics Fund, PGC New OTC Market Fund, Baodi Property Urban Renewal Fund; providing legal services for Pude Investment Sino-Australian Property Investment Fund, and Fullway Wealth Hyperion No. 1 Private Equity Fund; and providing whole-process special legal services for Kanaan Winery VI Australian Land Appreciation Fund;
Providing special legal services in respect of M&A and restructuring for the acquisition by Huaxia Sunshine Real Estate Co., Ltd. of Hangzhou Baoli Kanghua Property Co., Ltd., Zhejiang Kangyu Property Co., Ltd., Xishuangbanna Shengxiang Fujiang Real Estate Development Co., Ltd. and Yimay Holiday, the investment of Pacific Life Insurance Co., Ltd. in SBCVC, the investment of Guangdong Shuoquan Park in RuiBaoLi and Jisu Environmental Protection Project, the acquisition by Hua Dong China of Juyuan City, the acquisition by Zonhon Group of Serenity Coast Resort Sanya and Orient Hotel Asset Management Co., Ltd., the M&A and restructuring project of Anshan Synthesis and SIPHTUM - listed companies, several offshore M&A and investment projects of Zero2IPO Group and IDG Group, the acquisition by Shanghai OJ Holdings Limited of Jiangxi Fuzhou Donglin Road Investment Management Co., Ltd., several M&A projects of Yellow River Delta Investment Fund, a foreign M&A project of Shanghai Dingwei Communication Technology Co., Ltd., the M&A between U.S. GE and Jiaxing Jiacheng Power Energy, the M&A and restructuring project of Shanghai Shines Biotechnology Co., Ltd., a major asset M&A and restructuring project of Anshan Synthesis, the establishment by Bank of Taiwan of branches in China, an offshore acquisition project of Suzhou Action Communication Technology, and the acquisition by JENOPTIK of Shanghai Lik; representing Sinofortune to invest in a listed medical company in Hong Kong with a total investment of approx. 150 million HKD, representing Jinding Capital to invest in the Australian Bedford Development Project with a total investment of 40 million AUD, representing an Australian real estate investment group -- Romeciti Group to invest in the Sydney Epping and Eastwood Development Projects with a total investment of over 15 million AUD, representing Fullway Wealth to invest in the German Leipzig Retirement Home Renovation Project with a total investment of approx. 15 million USD, representing Dawn & Shine to invest in a Cambodian infrastructure development project with a total investment of approx. 150 million USD, representing Dawn & Shine to invest in a Burman trade company with a total investment of approx. 100 million USD, representing PGC Capital to invest in several residential housing development projects in Birmingham UK, representing PGC Capital to invest in an industrial warehousing and logistics project in Manchester UK, representing Tongjin Property to establish a cross-border financial holding company and invest in the Balkhamhill residential housing development project in Sydney Australia, representing Sunglow to invest in the AFD agricultural project in Australia, representing Sunglow to establish a cross-border financial holding company and invest in an Australian retirement project, representing Eudel Capital to invest in a cross-border e-commerce platform – Jackfruit Project, representing a cross-border e-commerce company – Hofan Group to build an offshore holding platform, representing Sunglow to invest in the cross-border purchase project of Alibaba Group for Australian agricultural products, representing Aofu Assets Management to invest in a listed done company in Hong Kong with a total investment of approx. 100 million USD, and representing LVMH’s fund -- L Capital to acquire Will’s Fitness; assisting CCUI’s fund to invest in Italian high-end manufacturing industry; representing a steel group in a nickel ore project (in progress) with a group in Indonesia, and representing Shanghai Guosheng Capital in an agricultural project with Dashanhe;
Providing whole-process legal services for the decoupling of Shanghai Pengjiang Hospital;
Providing legal services in respect of due diligence and negotiation for the mixed-ownership reform project of Chongqing Bosn Electrical (Group) Co., Ltd.;
Providing legal witness services for a convertible bond of Wonders Information Co., Ltd.;
Providing whole-process legal services for a bond issuance project of Shanghai Securities Co., Ltd.;
Providing whole-process legal services for establishment and improvement of the equity incentive systems of Shanghai Lanxin International Trade Co., Ltd., Xuanpay (Shanghai) Information Technology Co., Ltd., Shanghai Atour Business Management (Group) Co., Ltd., Shanghai Silky Elite Cultural Communication Co., Ltd., A Plus Media (Shanghai) Co., Ltd., Guangzhou Lingmei Trade Co., Ltd., Shanghai Yexin Information Technology Co., Ltd., Shanghai Yinpei Data Management Co., Ltd., Shanghai Royoung Biotechnology Co., Ltd., Denair Energy Saving Technology (Shanghai) Co., Ltd., and Beijing Vision Advertising Co., Ltd.;
Serving as a permanent legal counsel for Keboda Investment Holding Co., Ltd., KSK Auto Parts (Pinghu) Co., Ltd., Shanghai Qingye Energy Co., Ltd., ALD Xin’an Vacuum Equipment (Suzhou) Co., Ltd., Xunqian Information Technology (Shanghai) Co., Ltd., Beijing ZRobot Information Technology Co., Ltd., Shanghai Qiaorong Financial Information Service Co., Ltd., Shanghai Lanxin International Trade Co., Ltd., Denair Energy Saving Technology (Shanghai) Co., Ltd., Shanghai Royoung Biotechnology Co., Ltd., Zimmer (Shanghai) Medical International Trade Co., Ltd., Shanghai Linyan Medical Technology Co., Ltd., Shanghai Daoshe Trade Co., Ltd., Shanghai Pinkitec Information Technology Co., Ltd., and Shanghai Yinjiang Medical Technology Co., Ltd.